# Simone Constant

Type: Person

Source: Finance Intelligence Brief — https://getfinancebrief.com/entity/simone-constant
Canonical HTML page: https://getfinancebrief.com/entity/simone-constant

## Timeline

- **2026-08-13**: ASIC discloses broker surveillance outcomes — The watchdog announces one broker has left Australia, two have stopped onboarding for certain higher-risk products, and five have cleaned up their practices.
- **2026-06**: Surveillance window closes — ASIC's review identifies novice investors easily scaling barriers to high-risk products, investor-product mismatches, and scant disclosure of financial dangers.
- **2026-03**: ASIC launches targeted surveillance of online brokers — Between March and June 2026, ASIC scrutinised nine online brokers to assess how novice investors were onboarded into high-risk products.

## Recent coverage (1 stories)

### ASIC flags 9 brokers: 1 exits Australia over risky retail products
2026-08-12 21:54:11 · Sentiment: Neutral · Impact: 5/10 · Sources: 2

ASIC's March–June 2026 surveillance of nine online brokers found novice investors easily scaling into options, derivatives and fractional shares. One broker exited Australia, two restricted high-risk onboarding and five remediated — a compliance signal for the entire digital-broking sector.
Full story: https://getfinancebrief.com/story/asic-broker-surveillance-novice-investor-risk

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